NISM Investment Advisor Level-1 Free Mock Test

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Free Mock Test NISM Investment Advisor Level-1 Mock Test

NISM Investment Adviser (Level 1) Mock Test

NISM Series (X-A) Investment Adviser (Level 1) Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Investment Adviser (Level 1) Exam Syllabus

UnitsChapter Name
Unit 1Introduction to Indian Financial Market
Unit 2Securities Market Segments
Unit 3Mutual Funds
Unit 4Investment Products
Unit 5Managing Investment Risk
Unit 6Measuring Investment Returns
Unit 7Concept of Financial Planning
Unit 8Asset Allocation and Investment Strategies
Unit 9Insurance Planning
Unit 10Retirement Planning
Unit 11Tax and Estate Planning
Unit 12Regulatory Environment and Ethical Issues

 

1 / 10

Who appoints the accountants and the auditors who help in reviewing and auditing financials and preparing financial statement as per SEBI (ICDR) Regulations for inclusion in the Offer Document?

2 / 10

Which Act/Regulation prescribes the general obligations to be followed by Issuers and other intermediaries who are related to the process of issue management?

3 / 10

A Merchant Banker applicant should have how many people in his employment who should be experienced to conduct the business of Merchant Banker?

4 / 10

Further Public Offer (FPO) can be made only through book building issues through the stock exchange route. State whether True or False?

5 / 10

Which Act aims at prohibiting anti‐competitive agreements, abuse of dominant position by enterprises and regulates combinations (acquisition, acquiring of control and M&A), which causes or likely to cause an appreciable adverse effect on competition within India?

6 / 10

As per the SEBI (Certification of Associated Persons in Securities Markets) Regulations, 2007, a certificate is valid for a period of ______ from the date of grant of certificate or revalidation as the case may be.

7 / 10

The SLR and CRR rates are decided by which of the following regulatory bodies?

8 / 10

In which market, securities are issued to investors for the first time?

9 / 10

Who are the major investors in the government securities market in India?

10 / 10

Under ASBA facility, investors apply in __________ by using their bank account.

Your score is

The average score is 76%

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