Free NISM Investment Advisor Level-1 Mock Test

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Free NISM Investment Advisor Level-1 Mock Test

Free Mock Test NISM Investment Adviser (Level 1)

Free Mock Test NISM Series (X-A) Investment Adviser (Level 1)
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Investment Adviser (Level 1) Exam Syllabus

UnitsChapter Name
Unit 1Introduction to Indian Financial Market
Unit 2Securities Market Segments
Unit 3Mutual Funds
Unit 4Investment Products
Unit 5Managing Investment Risk
Unit 6Measuring Investment Returns
Unit 7Concept of Financial Planning
Unit 8Asset Allocation and Investment Strategies
Unit 9Insurance Planning
Unit 10Retirement Planning
Unit 11Tax and Estate Planning
Unit 12Regulatory Environment and Ethical Issues

1 / 10

Merchant Banker is involved in which of the following activities?

2 / 10

As per SEBI (ICDR) Regulation, the aggregate reservation on a competitive basis for employees shall not exceed ___ percent of the post-issue capital of the issuer.

3 / 10

Who is required to look into and monitor the redressal of the investor grievances, if any which has arisen during issue management process?

4 / 10

No advertisement shall be issued giving any impression that the issue has been fully subscribed or oversubscribed during the period the issue is open for subscription.

5 / 10

Department of Economic Affairs handles all matters related to the disinvestment of Government of India shareholding in Central Public Sector Enterprises.

6 / 10

The issuer and the merchant banker shall ensure that the security created to secure the debt securities is adequate to ensure ____ asset cover for the debt securities.

7 / 10

Which SEBI Regulation applies to delisting of equity shares of a company from all or any of the recognised stock exchanges where such shares are listed?

8 / 10

The SEBI (Substantial Acquisition of Shares and takeovers) Regulations, 2011 ensures greater transparency, fairness, and equitable treatment to all investors.

9 / 10

Takeover is the acquisition of substantial _________ for the purpose of seeking management control of the company.

10 / 10

The merger is necessarily amongst two equal or comparable stature companies.

Your score is

The average score is 65%


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