NISM RTA Corporate Exam Pattern | NISM Series 2-A

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NISM Series (II-A) RTA Corporate Certification Examination Pattern

NISM RTA Corporate Exam Pattern

NISM Series (II-A) RTA Corporate Certification Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks50% (50 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM RTA Corporate Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to Securities
Unit 2Characteristics of Equities
Unit 3Characteristics of Other Securities
Unit 4Characteristics of Debt Instruments
Unit 5Basics of Mutual Funds
Unit 6SEBI’s Role and Relevant Regulations
Unit 7Public Offer of Securities -Features
Unit 8Private Placement of Shares
Unit 9Public Offer of Securities -Processes
Unit 11Depository Services
Unit 12Process related to Depositories
Unit 13Investor Servicing Processes
Unit 14Role of stock exchanges and other participants in the secondary market

1 / 10

Only a listed company can make a public issue of shares.

2 / 10

SEBI’s regulation does not consider the financial performance of a company in specifying the eligibility norms for a public issue.

3 / 10

Promoters can divest their entire holdings in a company through a public issue of shares

4 / 10

A promoter’s entire holding in the company is locked‐in for a specified period after a public issue of shares.

5 / 10

The first contribution of equity capital is made by the Promoters.

6 / 10

The shares have to be listed after a public issue of shares.

7 / 10

A Follow-on issue can be made only by a listed company.

8 / 10

A company has to follow the regulations laid down by SEBI for the issue of capital.

9 / 10

Stock exchanges have been given complete powers to regulate and are not controlled by SEBI.

10 / 10

The Apex regulator of the securities markets is

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The average score is 65%

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