NISM Series 2-A RTA Corporate Certification Test | NISM Series 2-A

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NISM Series (II-A) RTA Corporate Certification Examination Pattern

NISM RTA Corporate Exam Pattern

NISM Series (II-A) RTA Corporate Certification Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks50% (50 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM RTA Corporate Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to Securities
Unit 2Characteristics of Equities
Unit 3Characteristics of Other Securities
Unit 4Characteristics of Debt Instruments
Unit 5Basics of Mutual Funds
Unit 6SEBI’s Role and Relevant Regulations
Unit 7Public Offer of Securities -Features
Unit 8Private Placement of Shares
Unit 9Public Offer of Securities -Processes
Unit 11Depository Services
Unit 12Process related to Depositories
Unit 13Investor Servicing Processes
Unit 14Role of stock exchanges and other participants in the secondary market

1 / 10

Which of the following is responsible for the issue of Government securities?

2 / 10

Powers to regulate stock exchange were given to SEBI by SCRA.

3 / 10

SEBI insists on the registration of market participants under the specific regulations.

4 / 10

Insider trading is controlled by the regulations of

5 / 10

The IEPF is funded by unpaid dividends remaining unclaimed for at least

6 / 10

SEBI’s regulations apply to government securities.

7 / 10

IRDA regulates the activities of the insurance industry only

8 / 10

IRDA regulates the activities of the insurance industry only

9 / 10

SEBI has the power to enforce penalties.

10 / 10

The protection of investor interest is a secondary objective of SEBI.

Your score is

The average score is 71%

0%

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