NISM RTA Corporate Test | NISM Series 2A RTA Corporate Certification

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NISM Series (II-A) RTA Corporate Certification Examination Pattern

NISM RTA Corporate Exam Pattern

NISM Series (II-A) RTA Corporate Certification Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks50% (50 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM RTA Corporate Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to Securities
Unit 2Characteristics of Equities
Unit 3Characteristics of Other Securities
Unit 4Characteristics of Debt Instruments
Unit 5Basics of Mutual Funds
Unit 6SEBI’s Role and Relevant Regulations
Unit 7Public Offer of Securities -Features
Unit 8Private Placement of Shares
Unit 9Public Offer of Securities -Processes
Unit 11Depository Services
Unit 12Process related to Depositories
Unit 13Investor Servicing Processes
Unit 14Role of stock exchanges and other participants in the secondary market

1 / 10

The securities that a fund invests in depend upon its Investment objective.

2 / 10

Marking to market is the process of valuing the security at Market price.

3 / 10

The type of expenses that can be charged to a fund and the limit is decided by SEBI.

4 / 10

A mutual fund cannot have Long‐term liabilities on its balance sheet.

5 / 10

Mutual funds have lower risks because of

6 / 10

Units of a mutual fund have a similar connotation as shares of a company.

7 / 10

The unit capital of a fund is the number of (units issued) x (NAV) of the fund.

8 / 10

The funds of each scheme are maintained in a separate bank account.

9 / 10

The value of a unit cannot go below its face value.

10 / 10

FRE is charged to the fund at the end of the financial year.

Your score is

The average score is 83%


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