NISM Series II-A | NISM Series (2-A) RTA Corporate Certification Exam

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NISM Series (II-A) RTA Corporate Certification Examination Pattern

NISM RTA Corporate Exam Pattern

NISM Series (II-A) RTA Corporate Certification Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks50% (50 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM RTA Corporate Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to Securities
Unit 2Characteristics of Equities
Unit 3Characteristics of Other Securities
Unit 4Characteristics of Debt Instruments
Unit 5Basics of Mutual Funds
Unit 6SEBI’s Role and Relevant Regulations
Unit 7Public Offer of Securities -Features
Unit 8Private Placement of Shares
Unit 9Public Offer of Securities -Processes
Unit 11Depository Services
Unit 12Process related to Depositories
Unit 13Investor Servicing Processes
Unit 14Role of stock exchanges and other participants in the secondary market

1 / 10

A ceiling limits the minimum interest that an investor will receive from a floating rate bond.

2 / 10

Fixed deposits raised by companies are unsecured but rated borrowings.

3 / 10

The corporate bond market is dominated by public issues of bonds.

4 / 10

The YTM of a bond is the yield that investors will earn on holding a bond to maturity.

5 / 10

The credit rating assigned to a bond will change with a change in the financial viability of the borrower.

6 / 10

Bonds are segmented as long and short term based on their Term to maturity.

7 / 10

Call and put options modify the maturity of the bond.

8 / 10

The government uses Treasury Bills to borrow for the short‐term.

9 / 10

Coupon of a bond refers to the interest payable on a bond.

10 / 10

A bond with a higher credit rating will pay lower interest rates.

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The average score is 85%

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