NISM RTA Exam |NISM Series (II-A) RTA Corporate Certification Pattern

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NISM Series (II-A) RTA Corporate Certification Examination Pattern

NISM RTA Corporate Exam Pattern

NISM Series (II-A) RTA Corporate Certification Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks50% (50 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM RTA Corporate Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to Securities
Unit 2Characteristics of Equities
Unit 3Characteristics of Other Securities
Unit 4Characteristics of Debt Instruments
Unit 5Basics of Mutual Funds
Unit 6SEBI’s Role and Relevant Regulations
Unit 7Public Offer of Securities -Features
Unit 8Private Placement of Shares
Unit 9Public Offer of Securities -Processes
Unit 11Depository Services
Unit 12Process related to Depositories
Unit 13Investor Servicing Processes
Unit 14Role of stock exchanges and other participants in the secondary market

1 / 10

Warrants have to be compulsorily exercised by the holder on the specified date.

2 / 10

Convertible debentures may be fully or partly converted into equity shares.

3 / 10

A convertible debenture issue does not have to be credit rated since it is going to be converted into shares.

4 / 10

Investors in convertible debentures may be given the option of not converting the holding into shares

5 / 10

A sponsored DR issue has existing shareholders offering their shares for conversion into DRs.

6 / 10

The non‐convertible portion of a partly convertible debenture is repaid in cash on maturity.

7 / 10

The stocks which underlie a DR issue are held by a Depository Bank/ (Local Custodian).

8 / 10

Holders of DRs do not have voting rights.

9 / 10

Warrants resemble Call Options.

10 / 10

Warrants are usually issued along with Debentures.

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