Mock Test NISM Series (VI) Depository Operations Exam

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Mock Test NISM Series (VI) Depository Operations Examination

NISM Depository Operations Exam Pattern

NISM Series (VI) Depository Operations Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Depository Operations Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to the Capital Market
Unit 2Introduction to Depository
Unit 3Depository and its Business Partners
Unit 4Functions of Depository Participant - Account Opening
Unit 5Functions of Depository Participant - Transmission and Nomination
Unit 6Functions of Depository Participant - Dematerialization
Unit 7Functions of Depository Participant - Trading and Settlement
Unit 8Pledge and Hypothecation
Unit 9Corporate Action
Unit 10Public Issues
Unit 11Debt Instruments and Government Securities
Unit 12Foreign Portfolio Investor
Unit 13Rajiv Gandhi Equity Saving Schemes
Unit 14Basic Services Demat Account (BSDA)

1 / 10

In Rematerialisation Process, Issuer issues Physical Certificates within

2 / 10

In Off Market Transfer, funds move from buyer to seller ______ the Depository system

3 / 10

In Inter Depository Transfer, the movement of funds takes place ______ the depository system.

4 / 10

Once Pledge is confirmed by the Pledgee, the status of Pledge instruction changes to

5 / 10

Ownership of the pledged/hypothecated securities remains with the ______ until the pledge/hypothecation is invoked.

6 / 10

________ should hold DEMAT A/c with same Depository

7 / 10

Locked-in securities can be invoked before the lock-in release date.

8 / 10

DP should forward G-Sec along with DRF-GS to NSDL within ______ days of receipt.

9 / 10

SGL-2 A/c is Similar to

10 / 10

SGL-1 A/c is Similar to

Your score is

The average score is 73%


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