Mock Test NISM Depository Operations

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Mock Test NISM Series (VI) Depository Operations Examination Pattern

NISM Depository Operations Exam Pattern

NISM Series (VI) Depository Operations Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Depository Operations Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to the Capital Market
Unit 2Introduction to Depository
Unit 3Depository and its Business Partners
Unit 4Functions of Depository Participant - Account Opening
Unit 5Functions of Depository Participant - Transmission and Nomination
Unit 6Functions of Depository Participant - Dematerialization
Unit 7Functions of Depository Participant - Trading and Settlement
Unit 8Pledge and Hypothecation
Unit 9Corporate Action
Unit 10Public Issues
Unit 11Debt Instruments and Government Securities
Unit 12Foreign Portfolio Investor
Unit 13Rajiv Gandhi Equity Saving Schemes
Unit 14Basic Services Demat Account (BSDA)

1 / 10

NSDL / CDSL distribute ________ Corporate benefits

2 / 10

NSDL / CDSL acts as the R&T agents for G-Sec.

3 / 10

CP will be credited in the investor's account in terms of units.

4 / 10

The face value of a CP in the Depository system is taken as

5 / 10

______ should issue CDs only in the dematerialised form

6 / 10

The procedure for DEMAT of CD is same as that carried out for equity shares.

7 / 10

The minimum size to be subscribed/ transacted in the NSDL/CDSL system is

8 / 10

In RBI Trades, only one party to the trade has A/c with a depository.

9 / 10

Transfer of G-Sec within ________ is same to that of transfer of equity shares.

10 / 10

In Depository Trades, __________ have their BO A/c with the same depository.

Your score is

The average score is 72%


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