NISM Depository Operations Test | NISM Series VI Mock Test

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NISM Series (VI) Depository Operations Examination Pattern

NISM Depository Operations Exam Pattern

NISM Series (VI) Depository Operations Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Depository Operations Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to the Capital Market
Unit 2Introduction to Depository
Unit 3Depository and its Business Partners
Unit 4Functions of Depository Participant - Account Opening
Unit 5Functions of Depository Participant - Transmission and Nomination
Unit 6Functions of Depository Participant - Dematerialization
Unit 7Functions of Depository Participant - Trading and Settlement
Unit 8Pledge and Hypothecation
Unit 9Corporate Action
Unit 10Public Issues
Unit 11Debt Instruments and Government Securities
Unit 12Foreign Portfolio Investor
Unit 13Rajiv Gandhi Equity Saving Schemes
Unit 14Basic Services Demat Account (BSDA)

1 / 10

Only those securities whose ISIN has been activated by the depository, can be dematerialised in the depository system.

2 / 10

Transfer due to a transaction done on a person to person basis is called Off Market.

3 / 10

The client should receive the physical securities within 30 days of request for remat of securities.

4 / 10

Only a guardian can open a depository account for a minor.

5 / 10

The Rights and Obligation Document is a standard document approved by SEBI.

6 / 10

For registering as a DP, the application should be submitted to Depository, who will in turn forward it to ______ after evaluation.

7 / 10

After Depository receives an application for registering as a DP, it evaluates and forwards the application to SEBI within 30 days

8 / 10

As per PMLA, records of services need to be preserved for 5 years

9 / 10

DP has to be registered with

10 / 10

SEBI has powers to register and regulate all market intermediaries in the securities market and also to penalise them.

Your score is

The average score is 96%


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