Mock Test NISM VI | NISM Mock Test Depository Operations

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NISM Series (VI) Depository Operations Examination Pattern

NISM Depository Operations Exam Pattern

NISM Series (VI) Depository Operations Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Depository Operations Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to the Capital Market
Unit 2Introduction to Depository
Unit 3Depository and its Business Partners
Unit 4Functions of Depository Participant - Account Opening
Unit 5Functions of Depository Participant - Transmission and Nomination
Unit 6Functions of Depository Participant - Dematerialization
Unit 7Functions of Depository Participant - Trading and Settlement
Unit 8Pledge and Hypothecation
Unit 9Corporate Action
Unit 10Public Issues
Unit 11Debt Instruments and Government Securities
Unit 12Foreign Portfolio Investor
Unit 13Rajiv Gandhi Equity Saving Schemes
Unit 14Basic Services Demat Account (BSDA)

1 / 10

Depositories Act, 1996 aims at streamlining settlement process by transfer of ownership of securities electronically by book entry without making the securities move from person to person.

2 / 10

An active secondary market promotes the growth of the primary market and capital formation.

3 / 10

Which of the following is NOT directly a part of the Primary Market?

4 / 10

When an application is made to transfer Government Securities (G-Secs) in SGL form to Depository account, the clients signature on the DRF-GS need be verified wit that on the account opening form.

5 / 10

The depository system has been formulated to do this reconciliation automatically every day at the end of the day.

6 / 10

The Depository Participant has to reconcile its record with the Depository on a _________ basis.

7 / 10

Treasury Bills have a maturity period of up to

8 / 10

Dated securities have a maturity period of more than

9 / 10

Dividend is in the form of cash benefit to the share holders.

10 / 10

______ are in the form of additional shares.

Your score is

The average score is 89%


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