NISM Mock Test Depository Operations | Series VI Mock Test

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NISM Series (VI) Depository Operations Examination Pattern

NISM Depository Operations Exam Pattern

NISM Series (VI) Depository Operations Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Depository Operations Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to the Capital Market
Unit 2Introduction to Depository
Unit 3Depository and its Business Partners
Unit 4Functions of Depository Participant - Account Opening
Unit 5Functions of Depository Participant - Transmission and Nomination
Unit 6Functions of Depository Participant - Dematerialization
Unit 7Functions of Depository Participant - Trading and Settlement
Unit 8Pledge and Hypothecation
Unit 9Corporate Action
Unit 10Public Issues
Unit 11Debt Instruments and Government Securities
Unit 12Foreign Portfolio Investor
Unit 13Rajiv Gandhi Equity Saving Schemes
Unit 14Basic Services Demat Account (BSDA)

1 / 10

Bonus and Rights are in the form of additional shares

2 / 10

Which of the following is a Cash Corporate Action ?

3 / 10

A Depository Participant may terminate its participation in the depository by giving a notice of not less than

4 / 10

A Depository Participant may terminate/stop its operation by giving a ___ days notice to the Depository.

5 / 10

The certificate of registration granted to a DP may be cancelled by SEBI if it is found that:

6 / 10

Who has the authority to cancel the registration of a Depository Participant ?

7 / 10

ID proofs accepted for Opening a Demat Account is/are

8 / 10

Voters ID can be accepted as an ID proof for opening Demat A/C.

9 / 10

The Demat a/c nos. in India are always of ___ digits

10 / 10

On NSDL, the DP ID begins with letters ______

Your score is

The average score is 97%


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