NISM Depository Operations Mock Test | Mock Test NISM Series VI

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NISM Series (VI) Depository Operations Examination

NISM Depository Operations Exam Pattern

NISM Series (VI) Depository Operations Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Depository Operations Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to the Capital Market
Unit 2Introduction to Depository
Unit 3Depository and its Business Partners
Unit 4Functions of Depository Participant - Account Opening
Unit 5Functions of Depository Participant - Transmission and Nomination
Unit 6Functions of Depository Participant - Dematerialization
Unit 7Functions of Depository Participant - Trading and Settlement
Unit 8Pledge and Hypothecation
Unit 9Corporate Action
Unit 10Public Issues
Unit 11Debt Instruments and Government Securities
Unit 12Foreign Portfolio Investor
Unit 13Rajiv Gandhi Equity Saving Schemes
Unit 14Basic Services Demat Account (BSDA)

1 / 10

In Central Depository Services Limited (CDSL)

2 / 10

In CDSL the last 8 digits is the

3 / 10

In CDSL the first 8 digits indicate the

4 / 10

A Demat a/c has _____ digits.

5 / 10

What are transitory d'mat accounts ?

6 / 10

The securities in a Transitory account are not owned by him.

7 / 10

The securities in a Transitory account are held for a commercial purpose only.

8 / 10

A Transitory account is the account of the clearing member.

9 / 10

If there is no transaction in the d'mat account, then the transaction statement should be provided at least once in a ________and should be dispatched directly to the client's address.

10 / 10

The DP has to provide D'mat transaction statement every ________

Your score is

The average score is 88%


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