Mock Test NISM Series (II-A) RTA Corporate Certification Examination Pattern August 12, 2021August 12, 2021 Vinay Bhandari 0 Comments free mock test, free mock test NISM, free mock test nism mutual funds, hedging strategies by vinay bhandari, how we enroll nism exam, how we pull option data in excel, how we study nism exam, mock test derivative, mock test nism, Mock Test NISM Depository Operations, mock test nism derivative, mock test nism mutual funds, Mock Test NISM Series VI, Mock Test NISM Series VIII Equity Derivatives Certification Exam, mock test of currency derivative, mock test practice NISM, modal paper nism series viii, nism, nism centres, nism currency, nism currency certificate, nism currency exam, nism currency exam certificate, nism currency mock test, nism currency mock test free, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock test 2020 mock test ieltsmock test online mock test papersmock test neet, NISM Depository Operations Mock Test, nism derivative, nism forex, nism investment advisor mock test papers, nism mock test mutual funds, nism mock test PDF, NISM mock test practice questions, Nism modal papers, nism papers, nism test papers, Nism test questions, sample questions of nism currency exam 13 Created on August 12, 2021 NISM Series (II-A) RTA Corporate Certification Examination Pattern NISM RTA Corporate Exam PatternNISM Series (II-A) RTA Corporate Certification Examination PatternExam FeesRs. 1500 +Test Duration2 Hours (120 Minutes)Total Questions100 QuestionsMaximum Marks100 marksPassing Marks50% (50 Marks)Negative Marking– 25% of the marks assigned to the questionNISM RTA Corporate Exam Syllabus OutlineUnitsChapter NameUnit 1Introduction to SecuritiesUnit 2Characteristics of EquitiesUnit 3Characteristics of Other SecuritiesUnit 4Characteristics of Debt InstrumentsUnit 5Basics of Mutual FundsUnit 6SEBI’s Role and Relevant RegulationsUnit 7Public Offer of Securities -FeaturesUnit 8Private Placement of SharesUnit 9Public Offer of Securities -ProcessesUnit 11Depository ServicesUnit 12Process related to DepositoriesUnit 13Investor Servicing ProcessesUnit 14Role of stock exchanges and other participants in the secondary market 1 / 10 In a fixed price issue, an application form is rejected if the bank account details are missing. True False 2 / 10 SEBI has laid down a list of mandatory bidding centres for public issues. True False 3 / 10 The lead manager has to be given only the final collection figures as per regulation. True False 4 / 10 Brokers to an issue are responsible for building demand for the share in the secondary market. True False 5 / 10 The red herring prospectus has to be filed with the ROC. True False 6 / 10 The role and responsibility of each constituent is define by the lead manager. True False 7 / 10 Bankers to an issue are appointed by the Issuer. True False 8 / 10 A fixed price issue has to be listed within ______ days of closure of issue. 10 15 20 25 9 / 10 In a book built issue a Retail investor can bid at cut‐off price. True False 10 / 10 A company can conduct a public issue of shares through Fixed price issue Book built issue Both the above Your score is The average score is 75% LinkedIn Facebook Twitter 0% Restart quiz Other Articles Reliance option strategyNifty analysis for next weekWhat is DOGECOIN? How do we buy in India?Bank nifty expiry strategyDow chart analysisBest option strategyBank nifty automated option chain (monthly)Nifty automated option chain (monthly)TCS automated option chainRisk Reward 1:14 Click Here>>>