NISM Series (II-A) RTA Corporate Certification Examination Pattern

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NISM Series (II-A) RTA Corporate Certification Examination Pattern

NISM RTA Corporate Exam Pattern

NISM Series (II-A) RTA Corporate Certification Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks50% (50 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM RTA Corporate Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to Securities
Unit 2Characteristics of Equities
Unit 3Characteristics of Other Securities
Unit 4Characteristics of Debt Instruments
Unit 5Basics of Mutual Funds
Unit 6SEBI’s Role and Relevant Regulations
Unit 7Public Offer of Securities -Features
Unit 8Private Placement of Shares
Unit 9Public Offer of Securities -Processes
Unit 11Depository Services
Unit 12Process related to Depositories
Unit 13Investor Servicing Processes
Unit 14Role of stock exchanges and other participants in the secondary market

1 / 10

In a fixed price issue, an application form is rejected if the bank account details are missing.

2 / 10

SEBI has laid down a list of mandatory bidding centres for public issues.

3 / 10

The lead manager has to be given only the final collection figures as per regulation.

4 / 10

Brokers to an issue are responsible for building demand for the share in the secondary market.

5 / 10

The red herring prospectus has to be filed with the ROC.

6 / 10

The role and responsibility of each constituent is define by the lead manager.

7 / 10

Bankers to an issue are appointed by the Issuer.

8 / 10

A fixed price issue has to be listed within ______ days of closure of issue.

9 / 10

In a book built issue a Retail investor can bid at cut‐off price.

10 / 10

A company can conduct a public issue of shares through

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