Mock Test RTA Corporate Certification Exam Pattern | NISM Series (II-A) August 12, 2021August 12, 2021 Vinay Bhandari 0 Comments free mock test, free mock test NISM, free mock test nism mutual funds, hedging strategies by vinay bhandari, how we enroll nism exam, how we pull option data in excel, how we study nism exam, mock test derivative, mock test nism, Mock Test NISM Depository Operations, mock test nism derivative, mock test nism mutual funds, Mock Test NISM Series VI, Mock Test NISM Series VIII Equity Derivatives Certification Exam, mock test of currency derivative, mock test practice NISM, modal paper nism series viii, nism, nism centres, nism currency, nism currency certificate, nism currency exam, nism currency exam certificate, nism currency mock test, nism currency mock test free, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock test 2020 mock test ieltsmock test online mock test papersmock test neet, NISM Depository Operations Mock Test, nism derivative, nism forex, nism investment advisor mock test papers, nism mock test mutual funds, nism mock test PDF, NISM mock test practice questions, Nism modal papers, nism papers, nism test papers, Nism test questions, sample questions of nism currency exam 4 Created on August 12, 2021 NISM Series (II-A) RTA Corporate Certification Examination Pattern NISM RTA Corporate Exam PatternNISM Series (II-A) RTA Corporate Certification Examination PatternExam FeesRs. 1500 +Test Duration2 Hours (120 Minutes)Total Questions100 QuestionsMaximum Marks100 marksPassing Marks50% (50 Marks)Negative Marking– 25% of the marks assigned to the questionNISM RTA Corporate Exam Syllabus OutlineUnitsChapter NameUnit 1Introduction to SecuritiesUnit 2Characteristics of EquitiesUnit 3Characteristics of Other SecuritiesUnit 4Characteristics of Debt InstrumentsUnit 5Basics of Mutual FundsUnit 6SEBI’s Role and Relevant RegulationsUnit 7Public Offer of Securities -FeaturesUnit 8Private Placement of SharesUnit 9Public Offer of Securities -ProcessesUnit 11Depository ServicesUnit 12Process related to DepositoriesUnit 13Investor Servicing ProcessesUnit 14Role of stock exchanges and other participants in the secondary market 1 / 10 All application forms have to be accompanied by the abridged prospectus. True False 2 / 10 All public issues have to get a credit rating done. True False 3 / 10 Demat credit of shares or unblocking of funds should be completed within 6 working days of the closure of the issue. True False 4 / 10 In a fixed price issue the price of the shares is decided according to the formula defined by SEBI. True False 5 / 10 SEBI’s rules for underwriting and minimum subscription does not apply to Offers for sale. True False 6 / 10 A company has to refund the monies collected in a public issue if the issue does not garner _______ subscription in the issue. 60% 70% 80% 90% 7 / 10 A company must make a minimum public issue of __________ of the post issue capital. 10% 15% 20% 25% 8 / 10 The due diligence certificate is signed by Lead Manager. True False 9 / 10 There is a __________ lock‐in on the sale of shares allotted to a QIB in a preferential allotment. 1 year 2 years 3 years 10 / 10 A 3:4 rights issue of shares means the investor is entitled to 3 shares for every four 4 shares held 4 shares for every four 3 shares held Your score is The average score is 58% LinkedIn Facebook Twitter 0% Restart quiz Other Articles Reliance option strategyNifty analysis for next weekWhat is DOGECOIN? How do we buy in India?Bank nifty expiry strategyDow chart analysisBest option strategyBank nifty automated option chain (monthly)Nifty automated option chain (monthly)TCS automated option chainRisk Reward 1:14 Click Here>>>
