Depository Operations Mock Test Series vi | NISM series vi Mock Test

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NISM Series (VI) Depository Operations Examination Pattern

NISM Depository Operations Exam Pattern

NISM Series (VI) Depository Operations Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Depository Operations Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to the Capital Market
Unit 2Introduction to Depository
Unit 3Depository and its Business Partners
Unit 4Functions of Depository Participant - Account Opening
Unit 5Functions of Depository Participant - Transmission and Nomination
Unit 6Functions of Depository Participant - Dematerialization
Unit 7Functions of Depository Participant - Trading and Settlement
Unit 8Pledge and Hypothecation
Unit 9Corporate Action
Unit 10Public Issues
Unit 11Debt Instruments and Government Securities
Unit 12Foreign Portfolio Investor
Unit 13Rajiv Gandhi Equity Saving Schemes
Unit 14Basic Services Demat Account (BSDA)

1 / 10

Record Date for a Corporate Action is announced by

2 / 10

"Non-cash corporate actions" involves which of the following?

3 / 10

Which of the following is a "Cash Corporate Actions"?

4 / 10

From who does the DP receives the pledge closure request?

5 / 10

When do we call that a Pledge transaction is completed?

6 / 10

For pledging and hypothecation of securities, the pledgee and the pledgor can have their account with DPs under the different depository.

7 / 10

If the lender needs concurrence of the borrower for appropriating securities to his account, the transaction is called

8 / 10

Who is required to give the Inter-settlement Instructions to the Participants for securities lying within a same CM account but in different settlement a pocket?

9 / 10

If a broker gives ________ of his clients to Clearing Corporation /Clearing House, then payout securities are directly credited in the clients account by the Clearing Corporation /Clearing House.

10 / 10

If adequate balances do not exist in the account, then delivery instruction will wait for adequate balances till the end of the execution day.

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