Mock Test Depository Operations Mock Test Series vi | NISM series vi Mock Test August 10, 2021August 11, 2021 Vinay Bhandari 0 Comments free mock test, free mock test NISM, free mock test nism mutual funds, hedging strategies by vinay bhandari, how we enroll nism exam, how we pull option data in excel, how we study nism exam, mock test derivative, mock test nism, Mock Test NISM Depository Operations, mock test nism derivative, mock test nism mutual funds, Mock Test NISM Series VI, Mock Test NISM Series VIII Equity Derivatives Certification Exam, mock test of currency derivative, mock test practice NISM, modal paper nism series viii, nism, nism centres, nism currency, nism currency certificate, nism currency exam, nism currency exam certificate, nism currency mock test, nism currency mock test free, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock test 2020 mock test ieltsmock test online mock test papersmock test neet, NISM Depository Operations Mock Test, nism derivative, nism forex, nism investment advisor mock test papers, nism mock test mutual funds, nism mock test PDF, NISM mock test practice questions, Nism modal papers, nism papers, nism test papers, Nism test questions, sample questions of nism currency exam 31 Created on August 10, 2021 NISM Series (VI) Depository Operations Examination Pattern NISM Depository Operations Exam PatternNISM Series (VI) Depository Operations Examination PatternExam FeesRs. 1500 +Test Duration2 Hours (120 Minutes)Total Questions100 QuestionsMaximum Marks100 marksPassing Marks60% (60 Marks)Negative Marking– 25% of the marks assigned to the questionNISM Depository Operations Exam Syllabus OutlineUnitsChapter NameUnit 1Introduction to the Capital MarketUnit 2Introduction to DepositoryUnit 3Depository and its Business PartnersUnit 4Functions of Depository Participant - Account OpeningUnit 5Functions of Depository Participant - Transmission and NominationUnit 6Functions of Depository Participant - DematerializationUnit 7Functions of Depository Participant - Trading and SettlementUnit 8Pledge and HypothecationUnit 9Corporate ActionUnit 10Public IssuesUnit 11Debt Instruments and Government SecuritiesUnit 12Foreign Portfolio InvestorUnit 13Rajiv Gandhi Equity Saving SchemesUnit 14Basic Services Demat Account (BSDA) 1 / 10 Record Date for a Corporate Action is announced by Exchanges Issuers 2 / 10 "Non-cash corporate actions" involves which of the following? All benefits other than monetary benefits Monetary Benefits 3 / 10 Which of the following is a "Cash Corporate Actions"? Dividend Bonus 4 / 10 From who does the DP receives the pledge closure request? Pledgor Pledgee Depository 5 / 10 When do we call that a Pledge transaction is completed? When SEBI approves the proposal When the depository gives its nod When the confirmation advice is entered in the DP system 6 / 10 For pledging and hypothecation of securities, the pledgee and the pledgor can have their account with DPs under the different depository. True False 7 / 10 If the lender needs concurrence of the borrower for appropriating securities to his account, the transaction is called Pledge Hypothecation 8 / 10 Who is required to give the Inter-settlement Instructions to the Participants for securities lying within a same CM account but in different settlement a pocket? Clearing Member Clearing House 9 / 10 If a broker gives ________ of his clients to Clearing Corporation /Clearing House, then payout securities are directly credited in the clients account by the Clearing Corporation /Clearing House. Names and PAN Pay-out breakup 10 / 10 If adequate balances do not exist in the account, then delivery instruction will wait for adequate balances till the end of the execution day. True False Your score is The average score is 85% LinkedIn Facebook Twitter 0% Restart quiz Other Articles Reliance option strategyNifty analysis for next weekWhat is DOGECOIN? How do we buy in India?Bank nifty expiry strategyDow chart analysisBest option strategyBank nifty automated option chain (monthly)Nifty automated option chain (monthly)TCS automated option chainRisk Reward 1:14 Click Here>>>
