Mock Test Mock Test Operations and Risk Management | NISM Series VII Securities August 11, 2021August 11, 2021 Vinay Bhandari 0 Comments free mock test, free mock test NISM, free mock test nism mutual funds, hedging strategies by vinay bhandari, how we enroll nism exam, how we pull option data in excel, how we study nism exam, mock test derivative, mock test nism, Mock Test NISM Depository Operations, mock test nism derivative, mock test nism mutual funds, Mock Test NISM Series VI, Mock Test NISM Series VIII Equity Derivatives Certification Exam, mock test of currency derivative, mock test practice NISM, modal paper nism series viii, nism, nism centres, nism currency, nism currency certificate, nism currency exam, nism currency exam certificate, nism currency mock test, nism currency mock test free, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock test 2020 mock test ieltsmock test online mock test papersmock test neet, NISM Depository Operations Mock Test, nism derivative, nism forex, nism investment advisor mock test papers, nism mock test mutual funds, nism mock test PDF, NISM mock test practice questions, Nism modal papers, nism papers, nism test papers, Nism test questions, sample questions of nism currency exam 34 Created on August 11, 2021 NISM Series VII: Securities Operations and Risk Management NISM Series VII: Securities Operations and Risk Management 1 / 10 Stock brokers need to get registered as stock brokers with SEBI as per which regulation? SEBI (Intermediaries) Regulations, 2008 SEBI (Stock Brokers and Sub‐Brokers) Regulations, 1992 SEBI Act, 1992 2 / 10 Securities Contracts (Regulation) Act, 1956 has regulatory jurisdiction over Investor Protection Listing of securities on Stock Exchanges Recognition of intermediaries in the Securities Market 3 / 10 Custodians are registered with SEBI as professional clearing members. Yes No Maybe 4 / 10 American Depository Receipts (ADRs) are negotiable instruments denominated in dollars and issued by US depository Banks. True False 5 / 10 Derivative contracts expire on the last __________ of the expiry month. Thursday Friday Saturday 6 / 10 Which of the following best describes the term “Private Placement”? Issue made to all investors in the Indian securities market. Issue made to select group of people. Issue made to those investors who already hold shares of the company 7 / 10 Interest rate futures trading is based on Notional 10 year coupon bearing GOI security Notional 12 year coupon bearing GOI security 8 / 10 Put Option gives the buyer the right but not the obligation to buy the underlying asset. True False 9 / 10 Call Option gives the buyer the right but not the obligation to sell the underlying asset True False 10 / 10 Call Option gives the buyer the right but not the obligation to buy the underlying asset. True False Your score is The average score is 81% LinkedIn Facebook Twitter 0% Restart quiz Other Articles Reliance option strategyNifty analysis for next weekWhat is DOGECOIN? How do we buy in India?Bank nifty expiry strategyDow chart analysisBest option strategyBank nifty automated option chain (monthly)Nifty automated option chain (monthly)TCS automated option chainRisk Reward 1:14 Click Here>>>
