Mock Test Operations and Risk Management | NISM Series VII Securities

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NISM Series VII: Securities Operations and Risk Management

NISM Series VII: Securities Operations and Risk Management

1 / 10

Stock brokers need to get registered as stock brokers with SEBI as per which regulation?

2 / 10

Securities Contracts (Regulation) Act, 1956 has regulatory jurisdiction over

3 / 10

Custodians are registered with SEBI as professional clearing members.

4 / 10

American Depository Receipts (ADRs) are negotiable instruments denominated in dollars and issued by US depository Banks.

5 / 10

Derivative contracts expire on the last __________ of the expiry month.

6 / 10

Which of the following best describes the term “Private Placement”?

7 / 10

Interest rate futures trading is based on

8 / 10

Put Option gives the buyer the right but not the obligation to buy the underlying asset.

9 / 10

Call Option gives the buyer the right but not the obligation to sell the underlying asset

10 / 10

Call Option gives the buyer the right but not the obligation to buy the underlying asset.

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