Series VI Depository Operations Mock Test | Mock Test NISM

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NISM Series (VI) Depository Operations Examination Pattern

NISM Depository Operations Exam Pattern

NISM Series (VI) Depository Operations Examination Pattern
Exam FeesRs. 1500 +
Test Duration2 Hours (120 Minutes)
Total Questions100 Questions
Maximum Marks100 marks
Passing Marks60% (60 Marks)
Negative Marking– 25% of the marks assigned to the question

NISM Depository Operations Exam Syllabus Outline

UnitsChapter Name
Unit 1Introduction to the Capital Market
Unit 2Introduction to Depository
Unit 3Depository and its Business Partners
Unit 4Functions of Depository Participant - Account Opening
Unit 5Functions of Depository Participant - Transmission and Nomination
Unit 6Functions of Depository Participant - Dematerialization
Unit 7Functions of Depository Participant - Trading and Settlement
Unit 8Pledge and Hypothecation
Unit 9Corporate Action
Unit 10Public Issues
Unit 11Debt Instruments and Government Securities
Unit 12Foreign Portfolio Investor
Unit 13Rajiv Gandhi Equity Saving Schemes
Unit 14Basic Services Demat Account (BSDA)

1 / 10

__________ aims at streamlining settlement process by transfer of ownership of securities electronically by book entry without making the securities move from person to person.

2 / 10

After Depository receives an application for registering as a DP, it evaluates and forwards the application to SEBI within ____ days

3 / 10

As per PMLA, records of services need to be preserved for _______ years.

4 / 10

With the introduction of depository system in India theft, forgery, mutilation of certificates became more prominent.

5 / 10

During the time when there was no demat of securities, for transfer of securities, ________ was evidence of change of ownership.

6 / 10

Can either of the account holders sign in case of a depository account as is the case with a bank account?

7 / 10

DP has to be registered with

8 / 10

________ has powers to register and regulate all market intermediaries in the securities market and also to penalise them.

9 / 10

An active ________ promotes the growth of the primary market and capital formation.

10 / 10

Which of the following is NOT directly a part of the Primary Market?

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