Mock Test Series VI Depository Operations Mock Test | Mock Test NISM August 10, 2021August 11, 2021 Vinay Bhandari 0 Comments free mock test, free mock test NISM, free mock test nism mutual funds, hedging strategies by vinay bhandari, how we enroll nism exam, how we pull option data in excel, how we study nism exam, mock test derivative, mock test nism, Mock Test NISM Depository Operations, mock test nism derivative, mock test nism mutual funds, Mock Test NISM Series VI, Mock Test NISM Series VIII Equity Derivatives Certification Exam, mock test of currency derivative, mock test practice NISM, modal paper nism series viii, nism, nism centres, nism currency, nism currency certificate, nism currency exam, nism currency exam certificate, nism currency mock test, nism currency mock test free, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock test 2020 mock test ieltsmock test online mock test papersmock test neet, NISM Depository Operations Mock Test, nism derivative, nism forex, nism investment advisor mock test papers, nism mock test mutual funds, nism mock test PDF, NISM mock test practice questions, Nism modal papers, nism papers, nism test papers, Nism test questions, sample questions of nism currency exam 190 Created on August 10, 2021 NISM Series (VI) Depository Operations Examination Pattern NISM Depository Operations Exam PatternNISM Series (VI) Depository Operations Examination PatternExam FeesRs. 1500 +Test Duration2 Hours (120 Minutes)Total Questions100 QuestionsMaximum Marks100 marksPassing Marks60% (60 Marks)Negative Marking– 25% of the marks assigned to the questionNISM Depository Operations Exam Syllabus OutlineUnitsChapter NameUnit 1Introduction to the Capital MarketUnit 2Introduction to DepositoryUnit 3Depository and its Business PartnersUnit 4Functions of Depository Participant - Account OpeningUnit 5Functions of Depository Participant - Transmission and NominationUnit 6Functions of Depository Participant - DematerializationUnit 7Functions of Depository Participant - Trading and SettlementUnit 8Pledge and HypothecationUnit 9Corporate ActionUnit 10Public IssuesUnit 11Debt Instruments and Government SecuritiesUnit 12Foreign Portfolio InvestorUnit 13Rajiv Gandhi Equity Saving SchemesUnit 14Basic Services Demat Account (BSDA) 1 / 10 __________ aims at streamlining settlement process by transfer of ownership of securities electronically by book entry without making the securities move from person to person. Depositories Act, 1996 SEBI Act, 1992 2 / 10 After Depository receives an application for registering as a DP, it evaluates and forwards the application to SEBI within ____ days 10 days 20 days 30 days 3 / 10 As per PMLA, records of services need to be preserved for _______ years. 3 years 5 years 7 years 4 / 10 With the introduction of depository system in India theft, forgery, mutilation of certificates became more prominent. True False 5 / 10 During the time when there was no demat of securities, for transfer of securities, ________ was evidence of change of ownership. Proof of Delivery Endorsement of physical security 6 / 10 Can either of the account holders sign in case of a depository account as is the case with a bank account? Yes No 7 / 10 DP has to be registered with SEBI Depository Exchanges 8 / 10 ________ has powers to register and regulate all market intermediaries in the securities market and also to penalise them. RBI SEBI 9 / 10 An active ________ promotes the growth of the primary market and capital formation. secondary market money market 10 / 10 Which of the following is NOT directly a part of the Primary Market? Merchant Bankers Mutual Funds Exchanges Registrars and Transfer Agents Your score is The average score is 85% LinkedIn Facebook Twitter 0% Restart quiz Other Articles Reliance option strategyNifty analysis for next weekWhat is DOGECOIN? How do we buy in India?Bank nifty expiry strategyDow chart analysisBest option strategyBank nifty automated option chain (monthly)Nifty automated option chain (monthly)TCS automated option chainRisk Reward 1:14 Click Here>>>
