Mock Test Mock Test Operations Series VI | Mock Test Series vi Operations August 10, 2021August 11, 2021 Vinay Bhandari 0 Comments free mock test, free mock test NISM, free mock test nism mutual funds, hedging strategies by vinay bhandari, how we enroll nism exam, how we pull option data in excel, how we study nism exam, mock test derivative, mock test nism, Mock Test NISM Depository Operations, mock test nism derivative, mock test nism mutual funds, Mock Test NISM Series VI, Mock Test NISM Series VIII Equity Derivatives Certification Exam, mock test of currency derivative, mock test practice NISM, modal paper nism series viii, nism, nism centres, nism currency, nism currency certificate, nism currency exam, nism currency exam certificate, nism currency mock test, nism currency mock test free, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock, nism currency mock test freenism currency mock test online nism currency mock test questionsnism currency mock test 2020 mock test ieltsmock test online mock test papersmock test neet, NISM Depository Operations Mock Test, nism derivative, nism forex, nism investment advisor mock test papers, nism mock test mutual funds, nism mock test PDF, NISM mock test practice questions, Nism modal papers, nism papers, nism test papers, Nism test questions, sample questions of nism currency exam 39 Created on August 10, 2021 NISM Series (VI) Depository Operations Examination Pattern NISM Depository Operations Exam PatternNISM Series (VI) Depository Operations Examination PatternExam FeesRs. 1500 +Test Duration2 Hours (120 Minutes)Total Questions100 QuestionsMaximum Marks100 marksPassing Marks60% (60 Marks)Negative Marking– 25% of the marks assigned to the questionNISM Depository Operations Exam Syllabus OutlineUnitsChapter NameUnit 1Introduction to the Capital MarketUnit 2Introduction to DepositoryUnit 3Depository and its Business PartnersUnit 4Functions of Depository Participant - Account OpeningUnit 5Functions of Depository Participant - Transmission and NominationUnit 6Functions of Depository Participant - DematerializationUnit 7Functions of Depository Participant - Trading and SettlementUnit 8Pledge and HypothecationUnit 9Corporate ActionUnit 10Public IssuesUnit 11Debt Instruments and Government SecuritiesUnit 12Foreign Portfolio InvestorUnit 13Rajiv Gandhi Equity Saving SchemesUnit 14Basic Services Demat Account (BSDA) 1 / 10 Transfer due to a transaction done on a person to person basis is called Off Market Market Sub-Market Intra-Market 2 / 10 Only those securities whose ____________ has been activated by the depository, can be dematerialised in the depository system. ISIN WAP IIP 3 / 10 Who can make a request for demat of the security? Company Registered holder of the security 4 / 10 It is possible for investors to transpose names of the joint holders along with the process of dematerialisation through their DPs. True False 5 / 10 Within how many days of request for remat of securities should the client receive the physical securities? 10 days 20 days 30 days 6 / 10 The beneficial owners name in the account can even be changed after the account has been opened. True False 7 / 10 In the event of the death of a joint holder, the balance lying in the account can be transmitted, on request of the surviving holders, to a new account to be opened by the surviving holders. True False 8 / 10 Only a guardian can open a depository account for a minor True False 9 / 10 The Rights and Obligation Document is a standard document approved by SEBI RBI DCA Depositories 10 / 10 For registering as a DP, the application should be submitted __________ to Depository, who will in turn forward it to SEBI after evaluation to Depository who will in evaluate and register the DP Your score is The average score is 94% LinkedIn Facebook Twitter 0% Restart quiz Other Articles Reliance option strategyNifty analysis for next weekWhat is DOGECOIN? How do we buy in India?Bank nifty expiry strategyDow chart analysisBest option strategyBank nifty automated option chain (monthly)Nifty automated option chain (monthly)TCS automated option chainRisk Reward 1:14 Click Here>>>
