NISM Series 2-A RTA Corporate Certification Test | NISM Series 2-A

Created on August 12, 2021

NISM Series (II-A) RTA Corporate Certification Examination Pattern

NISM RTA Corporate Exam Pattern

NISM Series (II-A) RTA Corporate Certification Examination Pattern
Exam Fees	Rs. 1500 +
Test Duration	2 Hours (120 Minutes)
Total Questions	100 Questions
Maximum Marks	100 marks
Passing Marks	50% (50 Marks)
Negative Marking	– 25% of the marks assigned to the question

NISM RTA Corporate Exam Syllabus Outline

Units	Chapter Name
Unit 1	Introduction to Securities
Unit 2	Characteristics of Equities
Unit 3	Characteristics of Other Securities
Unit 4	Characteristics of Debt Instruments
Unit 5	Basics of Mutual Funds
Unit 6	SEBI’s Role and Relevant Regulations
Unit 7	Public Offer of Securities -Features
Unit 8	Private Placement of Shares
Unit 9	Public Offer of Securities -Processes
Unit 11	Depository Services
Unit 12	Process related to Depositories
Unit 13	Investor Servicing Processes
Unit 14	Role of stock exchanges and other participants in the secondary market

1 / 10

Which of the following is responsible for the issue of Government securities?

SEBI

RBI

2 / 10

Powers to regulate stock exchange were given to SEBI by SCRA.

True

False

3 / 10

SEBI insists on the registration of market participants under the specific regulations.

True

False

4 / 10

Insider trading is controlled by the regulations of

RBI

SEBI

5 / 10

The IEPF is funded by unpaid dividends remaining unclaimed for at least

5 years

6 years

7 years

8 years

6 / 10

SEBI’s regulations apply to government securities.

True

False

7 / 10

IRDA regulates the activities of the insurance industry only

True

False

8 / 10

IRDA regulates the activities of the insurance industry only

True

False

9 / 10

SEBI has the power to enforce penalties.

True

False

10 / 10

The protection of investor interest is a secondary objective of SEBI.

True

False

Your score is

The average score is 74%

NISM RTA Corporate Exam Pattern

NISM RTA Corporate Exam Syllabus Outline

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