NISM RTA Corporate Test | NISM Series 2A RTA Corporate Certification

Created on August 12, 2021

NISM Series (II-A) RTA Corporate Certification Examination Pattern

NISM RTA Corporate Exam Pattern

NISM Series (II-A) RTA Corporate Certification Examination Pattern
Exam Fees	Rs. 1500 +
Test Duration	2 Hours (120 Minutes)
Total Questions	100 Questions
Maximum Marks	100 marks
Passing Marks	50% (50 Marks)
Negative Marking	– 25% of the marks assigned to the question

NISM RTA Corporate Exam Syllabus Outline

Units	Chapter Name
Unit 1	Introduction to Securities
Unit 2	Characteristics of Equities
Unit 3	Characteristics of Other Securities
Unit 4	Characteristics of Debt Instruments
Unit 5	Basics of Mutual Funds
Unit 6	SEBI’s Role and Relevant Regulations
Unit 7	Public Offer of Securities -Features
Unit 8	Private Placement of Shares
Unit 9	Public Offer of Securities -Processes
Unit 11	Depository Services
Unit 12	Process related to Depositories
Unit 13	Investor Servicing Processes
Unit 14	Role of stock exchanges and other participants in the secondary market

1 / 10

The securities that a fund invests in depend upon its Investment objective.

True

False

2 / 10

Marking to market is the process of valuing the security at Market price.

True

False

3 / 10

The type of expenses that can be charged to a fund and the limit is decided by SEBI.

True

False

4 / 10

A mutual fund cannot have Long‐term liabilities on its balance sheet.

True

False

5 / 10

Mutual funds have lower risks because of

Portfolio diversification

Professional management

Both the above

6 / 10

Units of a mutual fund have a similar connotation as shares of a company.

True

False

7 / 10

The unit capital of a fund is the number of (units issued) x (NAV) of the fund.

True

False

8 / 10

The funds of each scheme are maintained in a separate bank account.

True

False

9 / 10

The value of a unit cannot go below its face value.

True

False

10 / 10

FRE is charged to the fund at the end of the financial year.

True

False

Your score is

The average score is 83%

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NISM RTA Corporate Exam Pattern

NISM RTA Corporate Exam Syllabus Outline

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